City Capital Consulting

0203 405 7416

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  • COMPLIANCE SUPPORT
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    • Home
    • SERVICES
    • COMPLIANCE SUPPORT
    • REGULATORY HOSTING
    • FCA AUTHORISATION
    • CAREERS
    • CONTACT US
City Capital Consulting

0203 405 7416

  • Home
  • SERVICES
  • COMPLIANCE SUPPORT
  • REGULATORY HOSTING
  • FCA AUTHORISATION
  • CAREERS
  • CONTACT US

Your Guide to FCA Compliance

Your Guide to FCA ComplianceYour Guide to FCA ComplianceYour Guide to FCA Compliance

Experts in Comprehensive Business Management Solutions 

Our services

Your Guide to FCA Compliance

Your Guide to FCA ComplianceYour Guide to FCA ComplianceYour Guide to FCA Compliance

Experts in Comprehensive Business Management Solutions 

Our services

 "Our unique value proposition is our commitment to fixed-fee transparent pricing. Unlike our competitors, we do not charge fees until the work is completed and the client is fully satisfied." 

About Us

City Capital Consulting, founded in 2006 by former FCA staff, is a well-established management consultancy with extensive experience in providing regulatory and related consultancy services to a diverse range of Financial Services Firms, including: Banks, Fund Managers, Brokers, Investment Advisors/Managers, and Corporate Finance Firms. 

Additionally, we bring expert knowledge in the Fintech sector, offering specialized assistance to E-money and Payment Services Firms.

Looking for support for a new compliance issue?

SEND AN ENQUIRY

We provide an extensive range of Services:

  • FCA Authorisation Applications, Variation of Permission Applications and Change in Control Applications  

  • Compliance Training  

  • Ongoing Compliance Consultancy and support services

  • Drafting Compliance Procedures and Manuals (FCA Compliance Manual, Financial Crime Manual, Compliance Monitoring Programmes)  

  • Advising on Enforcement actions.  

  • Internal Audit – we provide internal audit and CASS assurance services and bespoke compliance audits  

  • Financial and Risk Management consultancy (e.g. Preparing financial returns for FCA submission and drafting ICARA and Wind Down Plans)  

  • Project Management – managing and assisting clients with one-off projects (e.g. Senior Managers & Certification Regime, Transaction and Trade Reporting, Consumer Duty)  

  • Due Diligence – we provide a range of services including compliance due diligence on businesses prior to the acquisition or disposal of a FCA regulated firm  

Our Partners

At City Capital Consulting, we believe in integrity, excellence, and collaboration. As an established regulatory consultancy firm in the City, we have developed strong relationships with a number of firms including Custodian Banks, Legal Firms and Accountants, Clearing and Settlement firms, Fund Administrators and Providers of IT Services.  


Consequently, we are ready to assist clients located in the UK and, from outside the UK, to set up their business in a timely compliant manner. In fact, a number of our current clients are subsidiaries of firms based in US, Hong Kong, Australia, Africa and across Europe. 

 

Obtain an FCA Licence

 We have extensive experience in managing Authorisation Applications with a 100% success rate. 


Our fees are fixed and transparent so if you are looking to set up a regulated business in the UK you should consider obtaining a quote from us. We do not charge any fees upfront. We charge 50% of our fees after the application is prepared and submitted to FCA and the remaining 50% is only payable once your application has been approved. 


We also insist that all new clients obtain references before starting the application process. For this reason, prior to the signing of our engagement letter, we will provide you with the contact details of the number of our clients who have already gone through the application process with us. This will enable you to obtain an impartial reference.  

FCA Authorisation Process

The FCA has six months to consider a complete Application for Authorisation for most licence types. In practice, applications can be approved within three-four months. Following our initial consultation, we can provide an estimate of how long the process should take. 


For further information and the costs involved, please click on the appropriate sector below. Alternatively, you can email our Director of Authorisations        (Gerry Morgan) at gam@citycapital.uk.com for further information.  

Get in Touch

Corporate Finance

Investment Advisor

Investment Advisor

Investment Advisor

Investment Advisor

Investment Advisor

Wholesale Broker

Investment Advisor

Wholesale Broker

Fund Managers

Investment Advisor

Wholesale Broker

Client Money & Assets

E-money & Payment Services

E-money & Payment Services

E-money & Payment Services

E-money & Payment Services

E-money & Payment Services

Proprietary Trading

E-money & Payment Services

Proprietary Trading

Investment Manager

E-money & Payment Services

Proprietary Trading

Contact Us

We will get back to you as soon as possible.

City Capital Consulting Ltd

7 Grosvenor Gardens, London SW1W 0BD, UK

+44 (0) 203 405 7416

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FCA Authorisation | Ongoing Compliance Consultancy | Compliance Health Checks |

FCA Authorisation | Ongoing Compliance Consultancy | Compliance Health Checks |

FCA Authorisation | Ongoing Compliance Consultancy | Compliance Health Checks |

FCA Authorisation | Ongoing Compliance Consultancy | Compliance Health Checks |

FCA Authorisation | Ongoing Compliance Consultancy | Compliance Health Checks |

FCA Authorisation | Ongoing Compliance Consultancy | Compliance Health Checks |

Copyright © 2024 City Capital Consulting - All Rights Reserved.


Company Address: 7 Grosvenor Gardens, London, SW1W 0BD, United Kingdom  

Contact Details: info@citycapital.uk.com | 0203 405 7416  


 City Capital Consulting is a trading name of City Capital Consulting Limited. Registered in England number 05877857, VAT Number: GB887933945. 

City Capital Consulting is registered with the Information Commissioner’s Office - Registration number: ZA339128  


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